Quiznetik

Indian Banking and Financial System | Set 2

1. The market for extremely short period loan is called

Correct : A. Call loan market

2. ---------- bills are drawn by contractors on the government departments for the goods supplied by them.

Correct : D. Supply bills

3. ---------- is also known as ‘Industrial Paper”

Correct : D. Commercial paper

4. Demand bills are also known as

Correct : B. Sight bills

5. Usance bills are also known as

Correct : A. Time bills

6. In India, indigenous bills popularly known as

Correct : B. Hundis

7. Which of the following are examples of Hundis in india

Correct : D. All the above

8. Bills drawn and accepted payable after three months are called

Correct : A. Usance bills

9. The market which helps commercial banks to maintain their SLR requirement is

Correct : A. Call loan market

10. Bill Market Scheme in India was introduced in the year

Correct : B. 1952

11. Adhoc T-bills are always issued in favour of--------

Correct : D. RBI

12. The certificate which evidences an unsecured corporate debt of short term maturity

Correct : B. Commercial paper

13. Major players of Indian money market is

Correct : C. Commercial banks

14. -------- is the suitable method where small companies issue shares

Correct : A. Offer for sale

15. Zero interest bonds are always issued

Correct : B. At discount

16. -------- is a guarantee for marketability of shares

Correct : B. Underwriting

17. Which one of the following is /are not function of NIM

Correct : D. Listing

18. BOLT was introduced by BSE in the year

Correct : B. 1995

19. -------- is a permission to quote securities officially on the trading floor of stock exchange

Correct : D. Listing

20. The number of shares which are less than market lots are called

Correct : B. Odd lot

21. Rolling Settlement system was introduced by SEBI in the year

Correct : B. 1998

22. The facility to carry forward a transaction from one settlement period to another is called --------- transaction

Correct : B. Badla

23. The device adopted to make profit out of price differences in two different markets

Correct : D. Arbitrage

24. A person appointed by a stock broker to assist to him in the business of securities trading at trading floor of stock exchanges is

Correct : C. Authorised clerk

25. ------------- is also known as Remisiers and Half-commission man

Correct : A. Sub-broker

26. An order for the purchase of securities at a fixed price is known as

Correct : A. Limit order

27. Speculator who neither buy nor sell securities in the market, but still trade on them are called

Correct : B. Stag

28. The process of holding the entire supply of a particular security with a view to dictating terms is called

Correct : A. Cornering

29. ------------ market deals in unlisted securities

Correct : C. Grey market

30. When purchases of securities are more than sales of securities, the market is called

Correct : A. Bullish

31. When sales of securities are more than purchases of securities, the market is called

Correct : B. Bearish

32. --------- is the charges paid by a bull speculator to the other party for obtaining carry over facility

Correct : B. Contango

33. --------- is the amount paid by bear to facilitate him to renew a bargain until next settlement date

Correct : A. Backwardation

34. -------- is the process of selling securities without owning them

Correct : A. Short selling

35. Bull speculators are also known as

Correct : B. Tejiwalas

36. Bear speculators are also known as

Correct : C. Mandiwalas

37. Another name of jobber is

Correct : A. Tharawaniwalas

38. Those who provides finance for carry forward transactions in securities is called

Correct : B. Tejiwalas

39. The speculator who observes very fast the trends and changes in market is

Correct : D. Wolves

40. ------is the bear speculator who struggling to complete his commitments because of wrong foot

Correct : B. Lame duck

41. An option (right) to purchase shares in future at predetermined price is called

Correct : D. Call option

42. An option (right) to sell shares in future at predetermined price is called

Correct : B. Put option

43. ---------- refers to the process of creating an artificial condition in market in order to push price of particular shares.

Correct : D. Rigging

44. An attempt to gaining short term profit from the price difference or movements of securities are called

Correct : B. Speculation

45. Companies (Amendment) bill-1999 restricts buy back of shares up to........... of the paid up capital

Correct : B. 20%

46. SIDBI is fully owned subsidiary of

Correct : A. IDBI

47. “AMBI” stand for

Correct : B. Association of Merchant banks in India

48. In listed securities, “Group A shares” are also known as

Correct : D. Both a & b above

49. In listed securities, “Group B shares” are also known as

Correct : D. Both b & c above

50. Odd lot shares are coming under -------- of listed securities

Correct : C. Group C

51. ALBM (Automated Lending &Borrowing Mechanism) was introduced by

Correct : C. NSCCL

52. under public issue of shares, reservation for permanent employees

Correct : A. 10%

53. The conditions to be satisfied by a public company for issuing Right shares are specified in --------------of Companies Act.1956

Correct : C. Sec.81

54. ----------- is a method of cancellation of shares

Correct : C. Buy back

55. Which of the following is / are method of Buy back of shares

Correct : D. All the above

56. Over the Counter Exchange of India commenced operation in the year

Correct : B. 1992

57. Members of the OTCEI are---------- only

Correct : B. Corporates

58. The whole sale market segment for NSE is meant for

Correct : B. Govt.securities

59. As per SEBI guidelines, a new company which has not completed 12 months commercial productions has to issue shares at -------

Correct : C. Par

60. National Stock Exchange (NSE) established in the year

Correct : B. 1992

61. Method of trading in NSE is

Correct : C. Screen based - Order driven

62. Method of trading in OTCEI is

Correct : B. Screen based- Code driven

63. -------- are eligible to list in OTCEI

Correct : D. Small and Medium size companies which are not listed in any other stock exchange

64. Discount and Finance House of India (DFHI) mainly deals in

Correct : C. Treasury bills

65. -------- of shares is the first step in depository process

Correct : C. Immobilisation

66. In depository system, --------- is a link between depository and the owner.

Correct : A. Depository participant

67. “A central location for keeping securities on deposit” is

Correct : C. Depository

68. The group of shares which are not permitted for short selling are

Correct : C. T group

69. --------- group includes shares of companies which have failed to comply with listing requirements

Correct : D. Z group

70. In listed scrips, --------- group includes small cap stocks.

Correct : A. S group

71. Shares of well established and financially sound compnies,with very little investment risk and good history of earnings is known as

Correct : B. Blue chip shares

72. In a stock exchange where the ownership, management and trading are concentrated in a single group, it is called

Correct : A. Mutual exchange

73. In India, currently method of calculation of stock indexes is

Correct : A. Free float market capitalisation

74. Fully automated screen based trading system in NSE is known as

Correct : D. NEAT

75. The Chief promoter of National Securities Depository Limited (NSDL) is

Correct : D. NSE

76. The Chief promoter of Central Depository Services Limited CDSL) is

Correct : B. BSE

77. The third largest stock exchange in the world is

Correct : A. NSE

78. In the index “CNX Nifty”, C stands for

Correct : C. CRISIL

79. The dollar version of Index of BSE is

Correct : B. Dollex

80. In BSE, T+2 rolling settlement began in the year

Correct : A. 2002

81. In settlement T+2, ‘T’ stands for

Correct : B. Trade day

82. Which one of the following is an example of derivative?

Correct : D. All of these

83. The process in which illiquid assets are converted into marketable securities is known as

Correct : D. Securitisation

84. Securitisation and Reconstruction of Financial Assets and Enforcement of Security Interest (SARFAESI) Act passed in the year

Correct : B. 2002

85. In security market, “ASBA” stands for

Correct : A. Application Supported by Blocked Amount

86. In financial circle, the name “Dalal Street” is used synonyms to.........

Correct : A. BSE

87. The name “Wall Street” is used to synonyms to..........

Correct : D. New York Stock Exchange

88. Credit rating indicates -------- of a company

Correct : A. Financial status

89. Credit rating is only a / an..............

Correct : A. Opinion

90. Which of the following is not a credit rating agency?

Correct : D. None of these

91. At present, how many Non-scheduled banks are functioning in India

Correct : D. 0

92. Investment Information and Credit Rating Agency of India (IICRA) is a

Correct : B. Public company

93. --------- variety of mutual fund is known as “Nest Eggs”

Correct : B. Fund of funds

94. Generally mutual funds are of

Correct : C. Low risk

95. The corpus of funds and its duration is fixed in case of ------- fund

Correct : C. Close ended

96. The market performance of mutual fund can be judged on the basis of

Correct : D. Any of these

97. ----------- is the regulator of mutual funds in India

Correct : D. Both SEBI and GOI

98. ------ is the venture capital assistance at the stage where the project started to fetch profit but not reached in its full efficiency

Correct : B. Mezzanine capital

99. In ----------leasing, the risk of obsolescence is assumed by the lessee

Correct : A. Financial lease

100. ----------- is a tripartite lease arrangement

Correct : C. Leverage lease