1. ---------- is a set of complex or closely connected or intermixed
institutions, agents, practices, markets claims etc. In an economy.
Correct : C. Financial system
2. Bonds, bearer debenture, government securities are the example for
Correct : B. Marketable asset
3. --------is a money assets consist of coins and currency notes and
created money.
Correct : A. Cash asset
4. Market for short term funds usually for one year is called
Correct : B. Money market
5. -----------is a place where foreign moneys are bought and sold
Correct : C. FOREX market
6. Those persons who do not accept deposit form the public, but merely
lend their own funds
Correct : D. Money lenders
7. FERA was passed by the Govt of India in
Correct : A. 1947
8. LAF ( liquidity adjustment facility) was introduced by RBI during
Correct : B. June 2000
9. Banking regulation act was passed in
Correct : B. 1949
10. To facilitate multiple rediscounting and reduce paper movements RBI
introduce
Correct : A. DUPN
11. ------is an amount borrowed or lent on demand for a very short period
Correct : C. Both A&B
12. RBI issue ------day treasury bills in 1977
Correct : A. 14
13. Money market instruments consist of
Correct : D. All of these
14. In MMMFS the second and third ‘M’ consist of
Correct : B. Market mutual
15. The market for industrial securities is termed as
Correct : D. None of these
16. SEBI was established in
Correct : B. 4th April 1992
17. The markets which generally confined to the stock exchanges
Correct : B. Secondary market
18. Government securities market also called
Correct : B. Guilt edged securities
19. Long term loan market includes
Correct : D. All of these
20. BSE’s online trading system is called
Correct : C. BOLT
21. ETF stands for
Correct : A. Exchange traded funds
22. --------is an equity linked debt security
Correct : D. FCCB
23. Companies are permitted to issue a new class of shares named
nonvoting shares as per
Correct : D. Sec 86 A
24. In 2001 SEBI guidelines mandated a minimum level of public holding at
----% for companies carrying out fresh IPO’s
Correct : C. 25%
25. --------pool resources from those who save and allocate them to various
investment opportunities
Correct : A. Mutual funds
26. A) a debenture is an acknowledgement of debt due by a company issued under a common seal B) bonus shares can be issued only out of free reserves built out of revenue profit or share premium collected in cash
Correct : C. Both are true
27. Process used by companies raising capital through IPO’s and FPO’s to aid
price and demand discovery
Correct : B. Book building
28. In the methods of marketing securities BOD stands for
Correct : D. Bought out deals
29. FDI stands for
Correct : B. Foreign Direct Investment
30. Indian companies are allowed to raise capital in the international market
through the issue of
Correct : C. ADR & GDR
31. Bonds that are denominated in a currency other than that of the country
in which they are issued
Correct : B. Euro bond
32. -----is a dollar denominated form of equity ownership
Correct : A. ADR
33. The apex authority of insurance industry
Correct : B. IRDA
34. GIC has its registered office and head quarters in
Correct : B. Mumbai
35. ------was founded in 1956 with the merger of 243 insurance companies
and provident societies
Correct : A. LIC
36. IRDA act was passed in
Correct : B. 2000
37. Identify public sector undertaking
Correct : A. United India insurance
38. General insurance include
Correct : A. Auto insurance
39. -----is a form of protection against possible risk
Correct : C. Insurance
40. A) BSE was the first to offer screen based trading all over India B) nse is
the leading and the oldest stock exchange in India as well as in Asia.
Correct : D. Both are false
41. Stock exchange also referred as
Correct : C. Secondary market
42. Identify one which is not the function of stock exchange
Correct : D. Raising of capital
43. --------is a process through which any member-owned organisation
becomes a shareholder-owned company
Correct : B. Demutualization
44. NSE indices includes
Correct : D. All of these
45. BSE index is also called
Correct : A. SENSEX
46. ------is the first exchange for small companies
Correct : C. OTCEI
47. Selling of a security that an investor does not own is called
Correct : B. Short selling
48. RBI was established in
Correct : B. 1935
49. --------refers to a fixed number of units of the underlying asset that form
part of a single F&O contract
Correct : B. Lot size
50. At present India have two depositories namely
Correct : B. NSDL & CDSL
51. NASDAQ is
Correct : A. An American stock exchange
52. Group of speculators buy the securities and they will buy and sell
securities themselves to push up the prices id termed as
Correct : A. Price rigging
53. ---------- is a receipt for a deposit of money with a bank or a financial
institution
Correct : A. CD’S
54. ---- is a short term usance promissory note with fixed maturity.
Correct : B. CP’S
55. -----are instrument of short term borrowing by the govt of India, issued
as promissory notes under discount
Correct : C. TB’S
56. Debentures can be issued
Correct : D. All of these
57. Failure of the opposite party to deliver the promised security
Correct : C. Counter party risk
58. Securities and exchange board of India issue and listing of debt
securities amendment regulations act was passed in
Correct : D. 2015
59. Percentage rate of return paid on a stock in the form of dividends is
called
Correct : B. Yield
60. Income tax act was enacted in
Correct : B. 1961
61. IBRD is also known as
Correct : D. World bank
62. Expand NABARD
Correct : C. National bank for agriculture and rural development
63. Identify one which is not the segment in the debt market
Correct : B. Capital market
64. ---------bond is bought at a price below face value
Correct : C. Zero coupon bond
65. Term lending institution include
Correct : A. IDBI
66. SFC is created under an act in
Correct : A. August 1952
67. ------ is an apex banking institution in the field of long term industrial
finance
Correct : B. IDBI
68. IDBI was converted in to banking company in
Correct : D. 2004
69. IDBI subsidiaries does not include
Correct : D. IFCI
70. IFCI stands for
Correct : A. Industrial finance corporation of India
71. The authorised share capital of IFCI is Rs
Correct : D. 20 crore
72. A) NABARD is an apex development bank for agriculture and rural development B) NABARD has to perform dual function, the function of rbi and the function of ARDC
Correct : A. Both are true
73. For digitalization of SHG (self help groups) NABARD introduce
Correct : B. E SHAKTI
74. Kisan credit card is issued by
Correct : C. NABARD
75. ------ is the subsidiary of IDBI was setup under a separate act of
parliament on 2nd April 1990
Correct : B. SIDBI
76. MUDRA bank was announced in the union budget in the year
Correct : C. 2016
77. MUDRA ltd has been set up as a subsidiary of
Correct : C. SIDBI
78. The entire business of IDBI relating to export financing are done by
Correct : D. EXIM BANK
79. The board of directors of EXIM bank includes
Correct : D. All of these
80. The main purpose of ----------was to prevent and cure the problems of
industrial sickness
Correct : C. IRCI
81. NHB (national housing bank) established under the recommendation of
the committee headed by
Correct : C. Dr. Ranga rajan
82. The initial share capital of NHB
Correct : A. 100 crore
83. All SFC’S is depends upon the rules and regulations of
Correct : A. State Govt
84. The first SFC was established in
Correct : B. Punjab
85. The SFC act is applicable to all except
Correct : D. None of these
86. -------was incorporated under SFC act 1951
Correct : A. KFC
87. The head quarters of KFC is situated at
Correct : C. Thiruvanathapuram
88. The UTI was setup under an act of parliament in
Correct : C. 1964
89. Advantages of mutual funds include
Correct : D. A & B
90. -----is one that is available for subscription all through the year
Correct : A. Open ended funds
91. ---------is invest in shorter securities such as treasury bills
Correct : B. Money market funds
92. Commercial paper does not includes
Correct : D. Participation certificate
93. The main source of guarantee in India are
Correct : D. All of these
94. Features of money market does not include
Correct : A. Security price formation
95. An individual or private firm receiving deposits and dealing in Hundies or
lending money is called
Correct : B. Indigenous bankers
96. ---------is the bankers bank
Correct : B. RBI
97. Every scheduled bank is required to maintain a fixed percent of their
time and demand deposit as
Correct : C. CRR
98. If a company issues additional securities, first it is offered to existing
share holders, it is known as
Correct : B. Right issue
99. Methods of floating capital from the primary markets are
Correct : D. All the above
100. ----------Is financing that investors provide to startup companies that are
believed to have long term growth potential