1. ___________ allocates saving efficiently in an economy to ultimate users either for
investment in real assets or for consumption
Correct : C. financial system
2. Which of the following is not a regulatory institutions in Indian financial system.
Correct : B. cibil
3. ___________ is regarded as a queen of Indian financial system.
Correct : B. rbi
4. ————— represent claims for the payment of a sum of money sometimes in the
future and/or a periodic payment in the form of interest or dividend.
Correct : C. financial asset
5. SEBI was established in —————.
Correct : A. 1988
6. RBI started functioning on —————.
Correct : A. 1-4-1935
7. National Housing bank is a fully owned subsidiary of —————.
Correct : C. rbi
8. ————— has the statutory powers to regulate and promote the Indian capital market.
Correct : C. sebi
9. Any company making a public issue of value of more than Rs. ———— is required to
file a draft offer document with SEBI.
Correct : C. 50 lakh
10. ————— Committee was constituted by SEBI for deciding about derivatives trading.
Correct : A. l.c.gupta
11. RBI is the lender of last resort for —————.
Correct : D. commercial banks
12. The market regulator of Indian Capital Market is ……………
Correct : C. sebi
13. …………………… facilitate the transfer of funds from savers to the borrowers.
Correct : C. financial market
14. ……………………… market is a market for old issues.
Correct : C. secondary market
15. Which of the following is a financial asset
Correct : C. share
16. Which of the following is a cash asset?
Correct : A. deposit created out of loans
17. Govt. bond is a
Correct : B. long term security
18. Money market deals with ..................... instruments.
Correct : B. short term
19. The market for extremely short period loan is called.....................
Correct : A. call money market
20. ..................... acts as an intermediary between Govt. and money market
Correct : A. rbi
21. ................... are drawn by contractors on the Govt. departments for the goods supplied to
them
Correct : B. supply bill
22. The bill which doesn’t require acceptance is called.....................
Correct : A. treasury bills
23. ..................... are an important instrument of short term borrowing by the Govt.
Correct : C. treasury bill
24. ..................... is a market for bankers’ acceptances
Correct : D. acceptance market
25. Accommodation bills are also known as ..................... bills
Correct : D. both a & b
26. Adhoc treasury bills are issued in favour of the ..................... only
Correct : B. rbi
27. ..................... are short term deposits of specific maturity similar to fixed deposits.
Correct : D. certificate of deposit
28. ..................... is an unsecured short term promissory note issued by creditworthy companies?
Correct : A. commercial paper
29. Discount and Finance House of India was set up in .....................
Correct : B. 1988
30. Discount and Finance House of India was set up in pursuance of the recommendations of
.....................Committee
Correct : C. vaghul
31. ..................... has been set up mainly to provide a secondary market in Govt. Securities
Correct : C. stci
32. Right shares are offered to.....................
Correct : B. existing shareholders
33. ..................... is the suitable method where small companies issue shares
Correct : B. placement
34. ..................... is a process of admitting securities for trading on a recognised stock
exchange.
Correct : C. listing
35. ..................... is a preferential independent broker who deals in securities on his own
behalf.
Correct : A. jobber
36. The facility to carry forward a transaction from one settlement period to another is
known as ..................... transaction
Correct : A. badla
37. The device adopted to make profit out of the differences in prices of a security in to
different markets is called.....................
Correct : C. arbitrage
38. The central depositary ..................... the security on behalf of the investors
Correct : C. both a & b above
39. ..................... of shares in the first step in the depository process
Correct : D. immobilisation
40. . ..................... is the link between the depository and the owner
Correct : B. depository participant
41. ..................... issues does not bring in any fresh capital
Correct : D. bonus
42. Prospectus is not issued in
Correct : B. private placement
43. An issuer need not file an offer document in case of
Correct : B. preferential allotment
44. An issuer can launch an IPO within.....................
Correct : B. 6 months
45. An issue of a minimum size of Rs. ..................... crore is a mega issue
Correct : B. 100
46. Financial institutions are also known as ........................
Correct : B. financial intermediaries
47. ........................ is the first development financial institution in India.
Correct : C. ifci
48. Management Development Institute (MDI)was set up by ........................
Correct : C. ifci
49. IDBI was established in ........................
Correct : D. 1964
50. ........................ is an apex institution to coordinate, supplement and integrate the
activities of all existing specialised financial institutions.
Correct : B. idbi
51. Technical consultancy Organisations were set up by........................
Correct : B. idbi
52. ICICI was set up in ........................
Correct : A. 1955
53. ........................ assists mainly to industrial undertakings in the private sector
Correct : C. icici
54. LIC was established in........................
Correct : A. 1956
55. UTI was set up in the year ........................
Correct : B. 1964
56. ................known as Brettonwood twins
Correct : C. ibrd and imf
57. World bank is also known as........................
Correct : C. ibrd
58. World bank was set up in ........................
Correct : A. 1945
59. IMF commenced financial operation on........................
Correct : C. 1947
60. Which of the following gives long term finance?
Correct : D. all the above
61. Which of the following is a fee based service
Correct : C. capital issue management
62. Find the odd one out
Correct : B. share certificate
63. The process of managing the sales ledger of a client by a financial service company is
called
Correct : B. factoring
64. Mutual funds are very popular in
Correct : A. usa
65. In India, the company which actually deals with the corpus of the mutual fund is called
Correct : C. asset management company
66. The first bank in India to start factoring business is
Correct : B. sbi
67. An asset with a physical value is called
Correct : B. non financial asset
68. An asset which derives its value because of a contractual claim is
Correct : A. financial asset
69. Gold is -----------asset
Correct : B. non financial asset
70. Cash is --------------asset
Correct : A. financial asset
71. -------------is a whole sale market for short term debt instrument.
Correct : C. money market
72. Money lent in the inter-bank market for 15 days or more is called -----------
Correct : B. term money
73. Call money is a loan given for a period of
Correct : C. 1 day
74. When money lent for more than a day but up to a fortnight is called
Correct : C. money at short notice
75. CBLO stands for
Correct : A. collateralised borrowing and lending obligation
76. The NSDL established in
Correct : A. august 1996
77. In a private placement the maximum number of investors shall not exceed
Correct : B. 49
78. Merchant banks in India started in
Correct : B. 1969
79. Merchant banks concept in India introduced by
Correct : C. anz grindlays
80. SENSEX is the index of
Correct : A. bse
81. NIFTY is the index of
Correct : B. nse
82. The first Indian equity index is
Correct : B. sensex
83. ........... is a product whose value is derived from the value of underlying asset
Correct : D. derivatives
84. BOLT stands for
Correct : B. bombay online trading
85. --------------is also known as “G.Secs”
Correct : C. govt. securities
86. .................. are negotiable instrument issued by an overseas depository